Happy Thanksgiving from LSC

NATIONALLY RECOGNIZED BUSINESS AND SECURITIES ATTORNEYS

Happy Thanksgiving LSC Family! With the holidays coming up we wanted to get personal with our partners and share 3 things they are each grateful for. We also wanted to share an organization we take great pride in supporting, and hope you check it out. Lastly, we wanted to share our latest blog post. We hope you stay safe and healthy this holiday season.

We recently donated to a wonderful organization called Elyssa's Mission, and we wanted to share with you. Their goal is to educate and inform students, schools, and parents about the signs of mental health distress and suicide prevention. We hope you check it out and are able to support this cause.

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What is FINRA Rule 3010?
The North American Financial Regulatory Association (FINRA) Rule 3010 requires brokers, dealers, and other intermediaries such as investment counselors or money managers to have an obligation toward all customers they serve—that means investors placing funds in their trust and in the trust of their advisors.